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RSM Tenon Financial Services Fined

RSM Tenon Financial Services Fined The Financial Services Authority (FSA) has today fined RSM Tenon Financial Services Limited (Tenon) £700,000 for significant failings in its advice and sales processes relating to Lehman-backed structured products, and for having poor systems and controls to prevent unsuitable advice in its structured product and pension switching business. This is [...]

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